Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Brantley is a financial advisor with over 25 years of experience in the industry. William is registered with Independent Advisor Alliance, LLC and holds Series 63, 65, 7, and SIE licenses. William is based in Charlotte, NC and provides financial planning, portfolio management, and other advisory services to individuals, families, and businesses. William has experience with a range of investment products, including stocks, bonds, mutual funds, and exchange-traded funds (ETFs). William is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
01/08/2016 - Present
Independent Advisor Alliance, LLC (CHARLOTTE NC)
NC
02/17/2006 - 08/25/2014
NFP SECURITIES, INC. (CHARLOTTE NC)
NC
10/31/2003 - 03/04/2006
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
04/18/2001 - 10/07/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/13/2000 - 02/21/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
04/10/2000 - 12/06/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
06/19/1996 - 04/26/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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