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William Boyer Proffitt

MGI Funds Distributors, LLC

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About William Boyer Proffitt

William Boyer Proffitt is a registered representative with MGI Funds Distributors, LLC. He has been in the securities industry since 2001 and has experience with various firms, including MMC Securities LLC, UBS Financial Services Inc., and Banc of America Investment Services, Inc. William has passed the Series 7, Series 63, Series 53, and SIE exams, demonstrating his commitment to ongoing professional development. Currently registered in New York, William offers a wide range of financial services to clients.

Firm Information

William Proffitt is currently registered with MGI Funds Distributors, LLC. MGI Funds Distributors, LLC is a Limited Liability Company formed in January 2012 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Proffitt’s Registration & Firm History

NY

01/03/2020 - Present

MGI Funds Distributors, LLC (New York NY)

NY

03/09/2017 - 12/31/2019

MMC SECURITIES LLC (NEW YORK NY)

NY

05/22/2008 - 02/14/2017

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

11/20/2006 - 05/23/2008

BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)

NY

05/31/2002 - 11/20/2006

FITZMAURICE INVESTMENT MANAGEMENT SERVICES, LLC (NEW YORK NY)

MA

06/27/2005 - 10/21/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

MD

11/03/2000 - 08/29/2001

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

TX

09/21/1993 - 12/14/1993

KOONCE SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

IA

Issued 01/05/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/06/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Boyer Proffitt.
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