Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Boyd Nicholson is a financial advisor with Robert W. Baird & Co. Inc.. William has been in the industry since 1978 and is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of Florida. William's primary office is located in Chicago, IL. He is a licensed investment advisor in multiple states. William has a wide range of experience in the financial services industry, including experience with investment companies, high net worth individuals, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
02/14/2002 - Present
Robert W. Baird & Co. Inc. (CHICAGO IL)
NY
08/21/2000 - 05/11/2001
CREDIT SUISSE FIRST BOSTON CAPITAL LLC (NEW YORK NY)
NY
06/28/2000 - 08/21/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
CT
01/06/1998 - 06/29/2000
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C. (DARIEN CT)
PA
09/19/1997 - 11/11/1997
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
NJ
02/16/1994 - 08/06/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
12/15/1986 - 02/16/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
08/16/1985 - 12/01/1986
THE CHICAGO CORPORATION
NA
07/15/1985 - 08/02/1985
THE CHICAGO CORPORATION
NA
09/02/1980 - 08/01/1985
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/31/1980 - 10/02/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
10/26/1977 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
BOTH
Issued 10/31/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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