Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Simmermon is a financial advisor with LPL Financial LLC. William has been in the financial services industry for over 16 years. He is registered with the Securities and Exchange Commission and has a Series 66, Series 7, and SIE licenses. William has worked with a variety of clients, including high-net-worth individuals, businesses, and charitable organizations. He specializes in financial planning, investment management, and retirement planning. He is also a registered representative with Woodbury Financial Services, Inc. and AXA Advisors, LLC. William has worked with clients in Colorado, California, Florida, Maryland, Nevada, New Jersey, Ohio, Oklahoma, Oregon, Pennsylvania, Virginia, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
05/25/2023 - Present
LPL Financial LLC (GREENWOOD VILLAGE CO)
CO
08/20/2020 - 05/30/2023
WOODBURY FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
07/07/2016 - 08/21/2020
M HOLDINGS SECURITIES, INC. (GREENWOOD VILLAGE CO)
CO
03/02/2007 - 07/07/2016
AXA ADVISORS, LLC (HIGHLANDS RANCH CO)
BOTH
Issued 04/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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