Unclaimed
William Blank is a financial professional with over 20 years of experience in the industry. William is currently registered with BNP Paribas Securities Corp. and has previously worked at BNY Mellon Capital Markets, LLC, BNY Capital Markets Inc., and BNY Investment Center Inc. William holds a variety of licenses and certifications, including Series 7, 24, 63, 66, 79TO, and SIE. William is registered in all 50 states, as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/07/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
04/30/2008 - 12/23/2021
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/23/2008 - 04/30/2008
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
05/25/2005 - 01/02/2008
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NY
11/13/2000 - 05/23/2005
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NJ
04/18/1997 - 09/24/1998
MAFG RIA SERVICES, INC. (MT. LAUREL NJ)
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/02/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/01/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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