Unclaimed
William Collins-dean is a financial advisor with DFA Securities LLC. William has been in the securities industry since December 4, 2015. William has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. DFA Securities LLC is a broker-dealer firm that is registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/05/2015 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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