Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Blaine Smith is a Registered Investment Advisor with Blaine Capital, LLC. William has been in the industry since 1992 and has a wealth of experience in the financial services industry. William has previously worked at a number of well-known financial institutions, including SMITH ASSET MANAGEMENT, INC., COWEN & CO., BEAR, STEARNS & CO. INC., SMITH BARNEY INC., and LEHMAN BROTHERS INC. William holds a Series 65 license, a Series 63 license, a Series 7 license, a Series 4 license, a Series 53 license, and a Series 24 license. William's firm, Blaine Capital, LLC, is a Registered Investment Advisor that specializes in portfolio management for individuals. The firm has $7.1 million in assets under management and manages accounts for 31 clients. William's clients are primarily individuals. William is a highly experienced and qualified investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/05/2022 - Present
Blaine Capital, LLC (NEW YORK NY)
NY
09/17/1997 - 12/31/2012
SMITH ASSET MANAGEMENT, INC. (NEW YORK NY)
NY
01/16/1996 - 10/09/1997
COWEN & CO. (NEW YORK NY)
NY
09/23/1994 - 01/12/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/31/1993 - 10/14/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
07/08/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/14/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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