Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bjerke is an investment advisor representative with UBS Financial Services Inc. William has been in the securities industry for 25 years. William is registered with FINRA and the state of New Jersey. William has a Series 3, 7, 25, 55, 57TO and SIE licenses. William has been employed with UBS Financial Services Inc. since April 2005. Prior to joining UBS Financial Services Inc. William was registered with ROBB PECK MCCOOEY SPECIALIST CORPORATION and WAGNER STOTT MERCATOR, L.L.C..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
12/18/2007 - Present
UBS Financial Services Inc. (New York NY)
NY
10/01/2000 - 01/22/2001
ROBB PECK MCCOOEY SPECIALIST CORPORATION (NEW YORK NY)
NY
11/08/1996 - 02/26/1998
WAGNER STOTT MERCATOR, L.L.C. (NEW YORK NY)
NJ
10/31/1994 - 08/09/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 10/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/30/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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