Unclaimed
William Betta is a registered representative with Westpark Capital, Inc. in BOCA RATON, FL, and has been working in the financial industry since June 10, 1996. William Betta's previous firms include ALLIED BEACON PARTNERS, INC., WORKMAN SECURITIES CORPORATION, BROOKSTREET SECURITIES CORPORATION, VFINANCE INVESTMENTS, INC, CHICAGO INVESTMENT GROUP, LLC, STERLING FINANCIAL INVESTMENT GROUP, INC., JOSEPH CHARLES & ASSOC., INC., FIRST SECURITY INVESTMENTS, INC., JOSEPH CHARLES & ASSOC., INC., CAPITAL SECURITIES OF AMERICA, INC., JW CHARLES SECURITIES,INC., and PCM SECURITIES LIMITED, L.P.. William has passed the Series 63, Series 7, and SIE exams. William is currently licensed in California, Florida, Georgia, Illinois, Maryland, Ohio, South Carolina, Texas, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/05/2011 - Present
Westpark Capital, Inc. (BOCA RATON FL)
FL
10/03/2011 - 11/28/2011
ALLIED BEACON PARTNERS, INC. (BOCA RATON FL)
FL
09/19/2007 - 10/03/2011
WORKMAN SECURITIES CORPORATION (BOCA RATON FL)
FL
05/18/2004 - 06/29/2007
BROOKSTREET SECURITIES CORPORATION (BOCA RATON FL)
FL
06/08/2007 - 06/19/2007
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
IL
02/25/2002 - 09/16/2003
CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)
FL
11/20/2000 - 02/23/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
02/27/1997 - 11/20/2000
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
PA
10/14/1996 - 04/03/1997
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
FL
09/06/1995 - 09/03/1996
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
OH
08/14/1995 - 07/22/1996
CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)
FL
06/06/1995 - 08/22/1995
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
FL
04/07/1994 - 04/07/1995
PCM SECURITIES LIMITED, L.P. (GREEN ACRES FL)
BC
Issued 04/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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