Invested Better
Unclaimed

Unclaimed

Unclaimed

William Betta

Westpark Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Betta

William Betta is a registered representative with Westpark Capital, Inc. in BOCA RATON, FL, and has been working in the financial industry since June 10, 1996. William Betta's previous firms include ALLIED BEACON PARTNERS, INC., WORKMAN SECURITIES CORPORATION, BROOKSTREET SECURITIES CORPORATION, VFINANCE INVESTMENTS, INC, CHICAGO INVESTMENT GROUP, LLC, STERLING FINANCIAL INVESTMENT GROUP, INC., JOSEPH CHARLES & ASSOC., INC., FIRST SECURITY INVESTMENTS, INC., JOSEPH CHARLES & ASSOC., INC., CAPITAL SECURITIES OF AMERICA, INC., JW CHARLES SECURITIES,INC., and PCM SECURITIES LIMITED, L.P.. William has passed the Series 63, Series 7, and SIE exams. William is currently licensed in California, Florida, Georgia, Illinois, Maryland, Ohio, South Carolina, Texas, and Wyoming.

Firm Information

William Betta is currently registered with Westpark Capital, Inc.. Westpark Capital, Inc. is a registered investment advisor headquartered in Los Angeles, California. Established in 1995, the firm provides financial planning and portfolio management services for individuals. They have a total of 200 clients and manage approximately $29,970,039 in assets. Westpark Capital is registered in 53 states and the District of Columbia.
Westpark Capital, Inc.

1800 CENTURY PARK EAST

LOS ANGELES, CA 90067

$29.97M

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Betta’s Registration & Firm History

FL

12/05/2011 - Present

Westpark Capital, Inc. (BOCA RATON FL)

FL

10/03/2011 - 11/28/2011

ALLIED BEACON PARTNERS, INC. (BOCA RATON FL)

FL

09/19/2007 - 10/03/2011

WORKMAN SECURITIES CORPORATION (BOCA RATON FL)

FL

05/18/2004 - 06/29/2007

BROOKSTREET SECURITIES CORPORATION (BOCA RATON FL)

FL

06/08/2007 - 06/19/2007

VFINANCE INVESTMENTS, INC (BOCA RATON FL)

IL

02/25/2002 - 09/16/2003

CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)

FL

11/20/2000 - 02/23/2001

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

FL

02/27/1997 - 11/20/2000

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

PA

10/14/1996 - 04/03/1997

FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)

FL

09/06/1995 - 09/03/1996

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

OH

08/14/1995 - 07/22/1996

CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)

FL

06/06/1995 - 08/22/1995

JW CHARLES SECURITIES,INC. (BOCA RATON FL)

FL

04/07/1994 - 04/07/1995

PCM SECURITIES LIMITED, L.P. (GREEN ACRES FL)

Not sure if William Betta is right for you?

Licenses & Designations

BC

Issued 04/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for William Betta. Review regulatory record here.
Not sure if William Betta is right for you?