Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bernard Gerdts is a financial advisor with Raymond James & Associates, Inc. He has over 30 years of experience in the financial services industry. William Gerdts holds the Series 63, Series 65, Series 7TO, SIE, and PC licenses. He has been registered with the Securities and Exchange Commission (SEC) since 1990. William Gerdts is also registered as an investment advisor representative in multiple states. William Gerdts provides financial planning, portfolio management, and other advisory services. He serves individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/16/2018 - Present
Raymond James & Associates, Inc. (San Jose CA)
CA
01/01/2008 - 11/20/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
CA
09/30/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN JOSE CA)
CA
08/01/1996 - 10/08/1999
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
09/04/1990 - 07/24/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
07/25/1983 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
05/16/1978 - 08/08/1983
SUTRO & CO. INCORPORATED
NA
02/24/1978 - 07/05/1978
DEAN WITTER REYNOLDS INC.
NA
03/06/1973 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
IA
Issued 02/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1983
PC - AMEX Put and Call Exam
BC
Issued 03/01/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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