Unclaimed
William Elliott is a financial advisor with Pruco Securities, LLC, a broker-dealer registered with FINRA and SIPC. William's experience in the financial services industry began in 2008. William is a registered representative in North Carolina and Virginia. William holds Series 6, 63, and SIE licenses and has a background in investment company products and variable contracts. William has a strong focus on providing investment advice to individuals, high-net-worth individuals, corporations, and trusts. William is dedicated to providing professional advice and working with clients to meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NC
12/23/2019 - Present
Pruco Securities, LLC (CHARLOTTE NC)
NC
04/21/2009 - 02/25/2010
METLIFE SECURITIES INC. (GREENSBORO NC)
IL
07/03/2008 - 01/26/2009
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
BC
Issued 09/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/02/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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