Invested Better
Unclaimed

Unclaimed

Unclaimed

William Bernard Elliott

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Bernard Elliott

William Elliott is a financial advisor with Pruco Securities, LLC, a broker-dealer registered with FINRA and SIPC. William's experience in the financial services industry began in 2008. William is a registered representative in North Carolina and Virginia. William holds Series 6, 63, and SIE licenses and has a background in investment company products and variable contracts. William has a strong focus on providing investment advice to individuals, high-net-worth individuals, corporations, and trusts. William is dedicated to providing professional advice and working with clients to meet their financial goals.

Firm Information

William Elliott is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Elliott’s Registration & Firm History

NC

12/23/2019 - Present

Pruco Securities, LLC (CHARLOTTE NC)

NC

04/21/2009 - 02/25/2010

METLIFE SECURITIES INC. (GREENSBORO NC)

IL

07/03/2008 - 01/26/2009

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

Not sure if William Bernard Elliott is right for you?

Licenses & Designations

BC

Issued 09/14/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/02/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for William Bernard Elliott. Review regulatory record here.
Not sure if William Bernard Elliott is right for you?