Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bermudez is a registered representative with Hilltop Securities Inc., a broker-dealer and investment advisor. William has been in the financial services industry since December 2014. William holds Series 7, 50, 52, 63, and SIE licenses and is registered to sell securities in 53 states and Puerto Rico. Prior to joining Hilltop Securities Inc., William was a registered representative with FIRST SOUTHWEST COMPANY, LLC. William specializes in providing financial planning, educational seminars, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/22/2016 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
12/12/2014 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (Dallas TX)
BC
Issued 02/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2014
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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