Unclaimed
William Bennett Huddleston is a financial professional with over 7 years of experience in the securities industry. William has a Series 7, Series 63, and SIE license and is currently registered with Guggenheim Funds Distributors, LLC. William has held prior roles at VP Distributors LLC and ALPS Distributors, Inc. in New York, NY. William is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
NY
11/30/2023 - Present
Guggenheim Funds Distributors, LLC (NEW YORK NY)
NY
04/11/2022 - 10/30/2023
VP DISTRIBUTORS LLC (NEW YORK NY)
NY
10/15/2016 - 04/08/2022
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
BC
Issued 11/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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