Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Moorcroft is a financial advisor with over 20 years of experience in the industry. William is currently registered with Global Atlantic Distributors, LLC in Hartford, CT. William has held previous roles with firms such as 1851 Securities, Inc, Saybrus Equity Services, LLC, Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, MetLife Securities Inc., New England Securities, Walnut Street Securities, Inc., Tower Square Securities, Inc., Phoenix Equity Planning Corporation, WS Griffith Securities, Inc., Cambridge Investment Research, Inc. and Linsco/Private Ledger Corp. William has successfully passed multiple industry exams including Series 66, Series 14, Series 53, Series 51, Series 24, Series 52TO, Series 99TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/29/2021 - Present
Global Atlantic Distributors, LLC (HARTFORD CT)
CT
09/17/2012 - 09/24/2021
1851 SECURITIES, INC (HARTFORD CT)
CT
09/17/2012 - 09/23/2021
SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)
CT
12/12/2011 - 09/06/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (HARTFORD CT)
IN
12/12/2011 - 09/06/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WAYNE IN)
MA
03/12/2010 - 10/24/2011
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/12/2010 - 10/24/2011
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
11/22/2006 - 10/24/2011
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
07/07/2004 - 10/24/2011
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
03/11/2004 - 06/18/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
02/26/2004 - 06/18/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
03/15/2002 - 02/24/2004
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
SC
11/29/2000 - 03/15/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 11/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/09/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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