Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Benjamin Jones is a financial advisor registered with Wells Fargo Clearing Services, LLC. William has been in the financial services industry since 1996 and has passed a number of industry licensing exams including Series 63, 65, 7, 9, 10, 31, and the SIE. William is also a Certified Financial Planner. William is currently registered in 25 states and has worked for both Morgan Stanley DW Inc and Citigroup Global Markets Inc. William is a co-trustee for his sister’s trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/19/2017 - Present
Wells Fargo Clearing Services, LLC (RANCHO SANTA FE CA)
CA
08/30/2002 - 11/02/2007
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NY
08/05/1996 - 09/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 08/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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