Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William benjamin? Claim Your ProfileWilliam benjamin Dusenbury Herritage is a financial advisor at LPL Financial LLC in Columbia, SC. William benjamin has over 20 years of experience in the financial services industry. William benjamin is registered with FINRA and the SEC and holds the Series 6, 7, 63, and 65 licenses. William benjamin also holds the SIE certification. William benjamin has been with LPL Financial LLC since 2019 and has previously worked at Crown Capital Securities, L.P. and Broker Dealer Financial Services Corp. William benjamin is also the owner of Capital Financial Partners Inc., an insurance agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
08/21/2019 - Present
LPL Financial LLC (COLUMBIA SC)
SC
07/27/2012 - 08/21/2019
CROWN CAPITAL SECURITIES, L.P. (COLUMBIA SC)
SC
12/06/2010 - 06/20/2012
BROOKSTONE SECURITIES, INC. (COLUMBIA SC)
SC
08/12/2008 - 12/03/2010
BROKER DEALER FINANCIAL SERVICES CORP. (COLUMBIA SC)
NY
08/31/2005 - 08/13/2008
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
MA
02/02/2000 - 09/09/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 08/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William benjamin Herritage is the right advisor for you? Invested Better is here to help.
