Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Benito Wong is a financial advisor associated with Scotia Capital (usa) Inc., based in New York, NY. William has over 10 years of experience in the financial services industry and holds Series 7, 63, and 66 securities licenses. William's previous firms include Seaport Global Securities LLC, Maxim Group LLC, and MUFG Securities Americas Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/28/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
10/09/2018 - 06/25/2021
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
09/12/2018 - 10/31/2018
MAXIM GROUP LLC (NEW YORK NY)
NY
05/31/2013 - 09/25/2017
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NJ
11/16/2006 - 01/26/2007
AMERIPRISE FINANCIAL SERVICES, INC. (VOORHEES NJ)
BC
Issued 10/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Wong is the right advisor for you? Invested Better is here to help.
