Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ben Smith is a financial advisor with over 35 years of experience in the financial services industry. William is currently registered with Raymond James Financial Services Advisors, Inc., a firm with a strong reputation for providing comprehensive financial planning and investment management services. Previously, William worked with Morgan Stanley DW Inc. and J.J.B. Hilliard, W.L. Lyons, Inc. William holds licenses to practice in several states and is committed to providing personalized, tailored advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
12/05/2022 - Present
Raymond James Financial Services Advisors, Inc. (BOWLING GREEN KY)
NY
02/19/1999 - 04/18/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
KY
10/26/1990 - 03/01/1999
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
MO
11/21/1986 - 11/09/1990
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 08/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/25/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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