Unclaimed
William Harris is a financial advisor who has been in the industry since 2008. William is currently registered with Pruco Securities, LLC in Ridgeland, Mississippi. William holds several licenses, including Series 6, 63, 65, and SIE. Prior to joining Pruco Securities, LLC, William was a financial advisor at VALIC FINANCIAL ADVISORS, INC. and METLIFE SECURITIES INC. William is also an active real estate investor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
MS
07/30/2024 - Present
Pruco Securities, LLC (Ridgeland MS)
MS
09/04/2014 - 09/07/2023
VALIC FINANCIAL ADVISORS, INC. (RIDGELAND MS)
AL
02/01/2008 - 09/15/2014
METLIFE SECURITIES INC. (BIRMINGHAM AL)
IA
Issued 12/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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