Invested Better
Unclaimed

Unclaimed

Unclaimed

William Ben Harris

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Ben Harris

William Harris is a financial advisor who has been in the industry since 2008. William is currently registered with Pruco Securities, LLC in Ridgeland, Mississippi. William holds several licenses, including Series 6, 63, 65, and SIE. Prior to joining Pruco Securities, LLC, William was a financial advisor at VALIC FINANCIAL ADVISORS, INC. and METLIFE SECURITIES INC. William is also an active real estate investor.

Firm Information

William Harris is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Harris’s Registration & Firm History

MS

07/30/2024 - Present

Pruco Securities, LLC (Ridgeland MS)

MS

09/04/2014 - 09/07/2023

VALIC FINANCIAL ADVISORS, INC. (RIDGELAND MS)

AL

02/01/2008 - 09/15/2014

METLIFE SECURITIES INC. (BIRMINGHAM AL)

Not sure if William Ben Harris is right for you?

Licenses & Designations

IA

Issued 12/01/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Ben Harris.
Not sure if William Ben Harris is right for you?