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William Beagan Garvey

Mufg Securities Americas Inc.

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About William Beagan Garvey

William Beagan Garvey is a securities professional with over 18 years of experience in the financial services industry. William has a strong background in investment banking and capital markets, having worked at several leading financial institutions including Merrill Lynch, Barclays Capital, HSBC Securities, Nomura Securities, Santander Investment Securities, and Scotia Capital. William is currently a registered representative at Mufg Securities Americas Inc. and holds a Series 7, Series 24, and Series 63 license. William is dedicated to providing clients with personalized investment advice and guidance.

Firm Information

William Garvey is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Garvey’s Registration & Firm History

NY

01/17/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

02/27/2018 - 01/17/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

08/09/2016 - 02/27/2018

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

06/17/2015 - 06/02/2016

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

10/15/2012 - 03/03/2015

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

08/11/2009 - 08/17/2012

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

05/08/2006 - 12/24/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

04/05/2004 - 05/08/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Beagan Garvey.
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