Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Baxter Metz is a financial advisor at Raymond James & Associates, Inc., a firm with over $400 billion in assets under management. William has been in the financial services industry since 1982 and has a broad range of experience working with both individuals and businesses. William is registered with the state of Texas as an investment advisor representative and in numerous states as a broker. William is registered with FINRA as a General Securities Representative. He is also licensed to sell various types of securities and commodities, and holds multiple industry certifications. William has extensive experience in financial planning, portfolio management, and retirement planning. He has a strong commitment to providing his clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/26/2022 - Present
Raymond James & Associates, Inc. (CINCINNATI OH)
OH
01/01/2008 - 06/06/2011
WELLS FARGO ADVISORS, LLC (CINCINNATI OH)
OH
04/07/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CINCINNATI OH)
NY
11/24/1982 - 04/21/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1986
Series 5 - Interest Rate Options Examination
BC
Issued 07/01/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 05/20/1986
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Metz is the right advisor for you? Invested Better is here to help.
