Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bates Herrick is a financial advisor with Starwood Capital, LLC. William is registered with the Financial Industry Regulatory Authority (FINRA) and is currently licensed in Connecticut and New York. William has been in the financial services industry since March 9, 2021. Prior to joining Starwood Capital, LLC, William worked for FIRST COMMAND BROKERAGE SERVICES, INC. William holds the Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
04/04/2022 - Present
Starwood Capital, LLC (Arlington VA)
VA
03/10/2021 - 04/05/2022
FIRST COMMAND BROKERAGE SERVICES, INC. (Arlington VA)
BOTH
Issued 12/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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