Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bartley Hummer is a financial advisor with Robert W. Baird & Co. Inc. in Milwaukee, Wisconsin. William has been in the financial industry since 2007 and holds Series 6, 7, 16, 24, 57, 63, 87 and SIE licenses. William is a registered representative in Wisconsin. Prior to joining Robert W. Baird & Co. Inc., William worked at NYLIFE SECURITIES LLC in Huntsville, Alabama. William is a dedicated financial advisor with a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
03/12/2014 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
AL
02/05/2007 - 01/15/2008
NYLIFE SECURITIES LLC (HUNTSVILLE AL)
BC
Issued 11/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2017
Series 57 - Securities Trader Exam
BC
Issued 02/25/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/12/2014
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 02/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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