Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barry Willes is a financial advisor with over 40 years of experience in the industry. Currently, William Willes is registered with LPL Financial LLC. William Willes provides financial planning and investment advice to individual and business clients, including high-net-worth individuals, corporations, and charitable organizations. Prior to joining LPL Financial LLC, William Willes worked at several other firms, including MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and LEHMAN BROTHERS INC. William Willes's professional experience spans a wide range of financial services, and he holds several industry licenses and certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
10/27/2010 - Present
LPL Financial LLC (COVINGTON LA)
LA
06/01/2009 - 07/21/2010
MORGAN STANLEY SMITH BARNEY (MANDEVILLE LA)
LA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MANDEVILLE LA)
NY
12/28/1981 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/16/1977 - 01/04/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
01/24/1975 - 02/27/1976
BACHE & CO., INCORPORATED
BC
Issued 11/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1994
PC - AMEX Put and Call Exam
BC
Issued 01/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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