Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barry Vincente is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. William has been in the industry since February 24, 2000 and has experience with a variety of firms including BANC OF AMERICA INVESTMENT SERVICES, INC., E*TRADE SECURITIES LLC, BROWNCO, LLC, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, SCUDDER DISTRIBUTORS, INC., and SCUDDER INVESTOR SERVICES, INC. William is currently registered in Connecticut, Rhode Island and Texas. William has passed numerous exams including Series 63, 65, 7, 9, 10, 24, 52, and 53. William's area of expertise includes portfolio management for individuals and businesses, as well as pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
07/14/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
RI
12/13/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
MA
05/08/2006 - 07/31/2006
E*TRADE SECURITIES LLC (BOSTON MA)
MA
06/05/2003 - 05/08/2006
BROWNCO, LLC (BOSTON MA)
MA
12/17/2002 - 03/31/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/17/2002 - 03/31/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IL
10/19/2001 - 05/09/2002
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
01/01/1999 - 10/19/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 08/07/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/26/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/02/2008
Series 4 - Registered Options Principal Examination
BC
Issued 04/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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