Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barry Temple is a financial professional with over 25 years of experience in the securities industry. William has been registered with Hilltop Securities Inc. since 2007 and with Momentum Independent Network Inc. since 2005. William has a wide range of experience, having worked with a variety of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, and Metropolitan Life Insurance Company. William has also held several principal designations, demonstrating his expertise in managing investment programs. William holds the Series 3, 4, 6, 7, 9, 10, 24, 53, 55, 63, and 65 licenses and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
03/06/2007 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
04/03/2001 - 01/22/2004
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
09/29/1999 - 02/22/2002
MYDISCOUNTBROKER.COM (DALLAS TX)
NY
11/16/1998 - 01/07/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
08/07/1998 - 09/25/1998
1-800 MUTUALS, INC. (DALLAS TX)
CT
02/26/1998 - 05/01/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MO
12/12/1997 - 12/21/1997
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MA
02/19/1997 - 05/30/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/19/1997 - 05/30/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
11/12/1996 - 01/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
06/23/1993 - 11/04/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/23/1993 - 11/04/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 03/30/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/29/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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