Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barron Ferretti is a financial advisor with over 25 years of experience in the financial industry. He is currently registered with Regiment Securities, LLC in Chicago, Illinois. William has held previous positions at Citigroup Global Markets Inc., Southwest Securities, Inc. and Salomon Smith Barney Inc. William has a wide range of experience and expertise, including securities industry essentials, private securities offerings, commodities, and general securities. He has a strong track record of success in helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/06/2023 - Present
Regiment Securities, LLC (CHICAGO IL)
NY
07/06/2005 - 06/07/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
11/02/2004 - 06/08/2005
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NY
11/08/1996 - 03/18/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 04/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/25/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1998
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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