Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Barnett Sims is a financial advisor with over 50 years of experience in the industry. William is currently registered with Herbert J. Sims & Co, Inc. and holds a Series 24, Series 99TO, Series 7TO, Series 79TO, Series 50, and Series 1 licenses. William has previously been employed by MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. William Sims is currently registered in Florida, Maryland and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/18/1973 - Present
Herbert J. Sims & CO, Inc. (FAIRFIELD CT)
NA
12/02/1971 - 10/24/1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 12/30/1980
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/01/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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