Unclaimed
William Barnard Hanaford is a financial advisor with LPL Financial LLC. William has been in the financial services industry since 1999. William is registered in 28 states and is also an investment advisor in Texas and Washington. William is also registered as a principal with LPL Financial LLC. William has been with LPL Financial LLC since December 2018. William was previously with Cetera Advisor Networks LLC, Securian Financial Services, Inc. and Dain Rauscher Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/10/2018 - Present
LPL Financial LLC (BOTHELL WA)
WA
10/09/2002 - 12/08/2018
CETERA ADVISOR NETWORKS LLC (REDMOND WA)
MN
08/30/2001 - 10/11/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
09/01/1999 - 04/30/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
IA
Issued 09/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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