linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Baquet

Thinkequity LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Baquet

William Baquet is a financial advisor with over 35 years of experience in the industry. William has been registered with FINRA since 1985 and currently holds registrations with FINRA and several states. William is currently registered with Thinkequity LLC. Prior to joining Thinkequity LLC, William was previously registered with Commonwealth Associates, Berkeley Securities Corporation, Coleman & Company, R.C. Stamm & Co., Inc., Greeley Securities, Inc., Haas Securities Corporation, and Broadchild Securities Corp..

Firm Information

William Baquet is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Baquet’s Registration & Firm History

NY

05/30/1997 - Present

Thinkequity LLC (NEW YORK NY)

NY

03/06/1995 - 02/06/1997

COMMONWEALTH ASSOCIATES (NEW YORK NY)

NY

01/09/1989 - 02/21/1995

BERKELEY SECURITIES CORPORATION (NEW YORK NY)

NA

06/09/1988 - 09/21/1988

COLEMAN & COMPANY

NA

12/16/1987 - 02/02/1988

R.C. STAMM & CO., INC.

NA

11/20/1987 - 12/14/1987

GREELEY SECURITIES, INC.

NA

04/10/1986 - 11/19/1987

HAAS SECURITIES CORPORATION

NA

03/26/1985 - 04/18/1986

BROADCHILD SECURITIES CORP.

Not sure if William Baquet is right for you?

Licenses & Designations

BC

Issued 12/05/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/27/1989

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 6 public disclosures for William Baquet. Review regulatory record here.
Not sure if William Baquet is right for you?