Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fowler is a financial advisor at Raymond James & Associates, Inc. William has been in the industry since 1975. William holds both broker-dealer and investment advisor licenses, with registrations in 15 states. William is a Series 7, 9, 10, 63, 65 licensed advisor, and holds the SIE designation. William has experience in various industries including banking, investment companies, and insurance companies. William is a highly experienced professional who offers a range of services including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/06/2014 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
GA
01/23/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
GA
09/07/1979 - 02/10/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
NA
09/16/1977 - 11/05/1979
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
04/24/1975 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 05/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 04/19/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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