Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Bunting is a financial advisor currently registered with Keefe, Bruyette & Woods, Inc. and Stifel, Nicolaus & Company, Inc. William has been working in the financial industry since April 17, 1996, and has a diverse background in the field.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/16/2017 - Present
Keefe, Bruyette & Woods, Inc. (SAN FRANCISCO CA)
NY
05/10/2011 - 05/28/2013
FORBES PRIVATE CAPITAL GROUP (NEW YORK NY)
CA
01/22/1999 - 09/06/2005
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 10/26/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
05/22/1990 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 05/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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