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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Waterbury is an investment advisor representative with Park Avenue Securities LLC, a firm that provides financial planning, educational seminars, selection of other advisors, and portfolio management for individuals. William Waterbury is registered with the state of Minnesota and has been in the industry since 2001. Before working at Park Avenue Securities LLC, William Waterbury was previously employed at Wells Fargo Investments, LLC and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/06/2024 - Present
Park Avenue Securities LLC (NEW YORK NY)
CA
01/15/2002 - 12/19/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
08/12/1999 - 06/21/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/02/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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