Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Austin Hood is a financial advisor with Concourse Financial Group Securities, Inc. William has been in the financial services industry since 2004. William is registered with FINRA as a Registered Representative and is also licensed in 51 states as an Investment Advisor Representative. William holds Series 7, 6, 63, 66, 24, and 53 licenses and has completed the Securities Industry Essentials Exam. William's experience includes prior positions at BBVA Securities, Inc., PROEQUITIES, INC., and BBVA Compass Investment Solutions, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
09/20/2016 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
AL
06/29/2015 - 09/07/2016
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
01/06/2012 - 06/19/2015
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
07/08/2005 - 01/04/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
WI
05/24/2004 - 07/05/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 02/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Hood is the right advisor for you? Invested Better is here to help.
