Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Augustus Fochi is an investment advisor representative who has been in the industry since June 1, 1969. William Augustus Fochi is currently registered with Northwestern Mutual Investment Services, LLC in Glastonbury, CT. William Augustus Fochi has been registered with Northwestern Mutual Investment Services, LLC since April 11, 2007. Previously, William Augustus Fochi was employed with ROBERT W. BAIRD & CO. INCORPORATED in Milwaukee, WI from March 5, 1984 to January 1, 2002. William Augustus Fochi has passed the Series 63, Series 26, Series 6TO, SIE, Series 22 and V06 exams. William Augustus Fochi is also a Chartered Financial Consultant. William Augustus Fochi is registered with the following states: Connecticut, District of Columbia, Florida, Massachusetts, New York, North Carolina and Rhode Island. William Augustus Fochi may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. William Augustus Fochi also owns a real estate investment property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CT
04/11/2007 - Present
Northwestern Mutual Investment Services, LLC (GLASTONBURY CT)
WI
03/05/1984 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 8/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/4/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/24/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 5/22/1969
V06 - Variable Annuities Module Examination
Active
Inactive
F
FINRA
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