Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Arthur Waylett is a registered representative with Morgan Stanley. William has over 30 years of experience in the financial services industry. William is registered with the Securities and Exchange Commission (SEC) and is also registered with the Financial Industry Regulatory Authority (FINRA). William holds the Series 3, 7, 63 and 65 licenses. William is also a registered investment advisor in New Jersey, North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
06/01/2009 - Present
Morgan Stanley (WILMINGTON NC)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
02/23/2007 - 04/02/2007
MORGAN STANLEY DW INC. (RED BANK NJ)
NJ
04/20/1994 - 03/06/2007
CITIGROUP GLOBAL MARKETS INC. (RED BANK NJ)
NY
04/24/1990 - 12/09/1993
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
NY
04/29/1989 - 09/21/1989
KLEINWORT BENSON GOVERNMENT SECURITIES, INC. (NEW YORK NY)
IA
Issued 05/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1991
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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