Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Arthur Luther is a financial advisor at Wells Fargo Securities, LLC. William has been in the financial services industry since 2003 and is registered in 53 states. William is a General Securities Principal, holds a Series 79TO and has passed the Series 63 exam. William is located in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/09/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
07/01/2003 - 04/28/2016
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
02/12/2003 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 12/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/09/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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