Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Arthur Lee is a registered representative with Wells Fargo Clearing Services, LLC and has been in the securities industry since September 16, 1978. William is a highly experienced advisor and holds several licenses and certifications. William has previously worked for several firms, including Prudential Securities Incorporated, Morgan Keegan & Company, Inc., Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William has been a member of the Baptist Health Foundation of San Antonio Investment Committee since January 2023. William is committed to providing sound financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
NY
05/29/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TN
05/29/1998 - 06/07/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
07/31/1993 - 05/05/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/12/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 01/26/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/25/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 04/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/08/1988
Series 24 - General Securities Principal Examination
BC
Issued 08/15/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/01/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Lee is the right advisor for you? Invested Better is here to help.
