Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Arthur King is a financial advisor registered with Pruco Securities, LLC in Cape Coral, Florida. William has been working in the financial services industry since December 18, 2011. William is licensed to sell securities in Florida, Texas, California, North Carolina, and Pennsylvania. William is also licensed to provide investment advisory services in Florida and Texas. William holds the Series 6, Series 63, Series 65, and SIE licenses. William is a registered representative of Pruco Securities, LLC and an investment advisor representative of Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
FL
08/05/2019 - Present
Pruco Securities, LLC (Cape Coral FL)
BC
Issued 03/17/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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