Unclaimed
William Arcade Driver has been in the financial services industry since 1974. William is a Registered Representative and Investment Advisor Representative, currently registered with Commonwealth Financial Network. William is a licensed financial professional with a diverse background and experience in the financial services industry. William has served clients across a variety of industries including insurance companies, charitable organizations, high-net-worth individuals, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/10/2021 - Present
Commonwealth Financial Network (Seattle WA)
WA
11/06/2020 - 12/21/2021
SECURITIES AMERICA, INC. (SEATTLE WA)
WA
04/02/2012 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
MA
01/01/2002 - 11/30/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
08/01/1997 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
CT
06/10/1994 - 07/30/1997
WOOD LOGAN DISTRIBUTORS, INC. (OLD GREENWICH CT)
FL
11/17/1992 - 05/02/1994
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CO
05/24/1984 - 12/09/1992
JONES INTERNATIONAL SECURITIES, LTD. (ENGLEWOOD CO)
NA
03/19/1984 - 02/07/1985
JONES INTERCABLE SECURITIES, INC.
NA
08/16/1979 - 02/17/1984
PETRO-LEWIS SECURITIES CORPORATION
NA
08/21/1975 - 05/02/1979
FOSTER & MARSHALL INC.
NA
10/26/1973 - 09/30/1975
WADDELL & REED, INC.
BOTH
Issued 05/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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