Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Allen ii is an investment advisor representative with Cary Street Partners. William has been in the industry for 22 years. William has licenses to practice in North Carolina and Virginia. William has been working with Cary Street Partners since 2015. Previously, William worked for Ancora Wealth Management LLC in Charlotte, NC. William has experience working with various client types, including insurance companies, charitable organizations, high-net-worth individuals, corporations, and individuals other than high-net-worth. William has experience providing financial planning, pension consulting, and educational seminars. William is registered to practice in California, Georgia, Illinois, Mississippi, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Revenue sharing with certain third parties
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2
NC
01/08/2019 - Present
Cary Street Partners (CHARLOTTE NC)
NC
01/14/2011 - 03/09/2012
INVESTMENT PROFESSIONALS, INC. (CHARLOTTE NC)
NC
06/01/2009 - 01/21/2011
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHARLOTTE NC)
NC
01/08/2004 - 04/02/2007
MORGAN STANLEY DW INC. (CHARLOTTE NC)
NC
08/15/2001 - 11/28/2003
CAROLINAS INVESTMENT CONSULTING LLC (CHARLOTTE NC)
BC
Issued 05/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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