Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Anthony Thomas is an investment advisor representative and registered representative with Secure Asset Management, LLC. William has been in the financial services industry since March 2006 and is registered with the following states: Illinois, Indiana, Michigan, and Pennsylvania. William has also held positions with several other firms, including Gradient Securities, LLC, Concorde Investment Services, LLC, and World Capital Brokerage, Inc. William has passed the Series 7, 24, 51, 63 and 65 exams. He is a Certified Financial Planner and is also a FINRA Arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor for 3rd party money managers
1
2
MI
10/31/2016 - Present
Secure Asset Management, LLC (TROY MI)
MI
05/07/2015 - 12/31/2016
CONCORDE INVESTMENT SERVICES, LLC (Troy MI)
MI
10/18/2013 - 05/01/2015
GRADIENT SECURITIES, LLC (TROY MI)
MI
04/14/2011 - 10/17/2013
WORLD CAPITAL BROKERAGE, INC. (TROY MI)
MI
10/07/2010 - 03/18/2011
J.P. MORGAN SECURITIES LLC (BLOOMFIELD HILLS MI)
MI
03/03/2006 - 10/04/2010
HANTZ FINANCIAL SERVICES, INC. (SHELBY TOWNSHIP MI)
IA
Issued 07/21/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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