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William Anthony Romeo

USA Financial Securities LLC

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About William Anthony Romeo

William Anthony Romeo is a financial advisor with over 18 years of experience. William has a Series 6 and Series 63 license as well as a Certified Financial Planner designation. He is currently registered with USA Financial Securities LLC and has been with them since December 2016. Prior to that, William worked with United Planners' Financial Services of America A Limited Partner and BCG Securities, Inc. William has specialized in Retirement Planning, College Savings Plans and Estate Planning.

Firm Information

William Romeo is currently registered with USA Financial Securities LLC. USA Financial Securities LLC is an Approved Limited Liability Company formed on July 3, 2024. Based in ADA, MI, USA, they provide financial planning and portfolio management services for individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and in all 51 states and has over 160 licensed agents, investment advisor representatives, and registered representatives. With a total of 1,395 accounts under management, they oversee $268,691,644 in regulatory assets.
USA Financial Securities LLC

6020 EAST FULTON STREET

ADA, MI 49301

$268.69M

Assets Under Management

265

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Romeo’s Registration & Firm History

MI

12/02/2016 - Present

USA Financial Securities LLC (ADA MI)

NC

03/06/2014 - 12/12/2016

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (MATTHEWS NC)

NC

05/22/2006 - 03/07/2014

BCG SECURITIES, INC. (MATTHEWS NC)

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Licenses & Designations

IA

Issued 03/08/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/12/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Anthony Romeo.
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