Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Anthony Roberts is a financial advisor currently registered with Morgan Stanley. William Roberts has been in the securities industry since August 5, 2008. William Anthony Roberts has held prior registrations with Charles Schwab & Co., Inc., Morgan Stanley, Wells Fargo Advisors, LLC, TD Ameritrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William Roberts has passed the Series 66, Series 7 and SIE exams. William Anthony Roberts is currently licensed in Texas. William Roberts is based out of the Rockport, TX office of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
10/21/2020 - Present
Morgan Stanley (College Station TX)
TX
08/29/2018 - 10/22/2020
CHARLES SCHWAB & CO., INC. (Dallas TX)
AR
04/07/2011 - 08/08/2018
MORGAN STANLEY (JONESBORO AR)
PA
05/24/2010 - 04/19/2011
WELLS FARGO ADVISORS, LLC (PITTSBURGH PA)
TX
07/09/2009 - 05/17/2010
TD AMERITRADE, INC. (AUSTIN TX)
NY
03/17/2008 - 03/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Roberts is the right advisor for you? Invested Better is here to help.
