Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Anthony Richter is a Registered Representative with MML Investors Services, LLC and has been in the industry since March 25, 1983. He is licensed to sell securities in Texas and is also registered as an Investment Advisor Representative in Texas. William has been with MML Investors Services, LLC since April 2020 and previously worked at M Holdings Securities, Inc., Cambridge Investment Research, Inc., and EquiCo Securities, Inc. William is a graduate of the University of Houston and holds Series 6, 7, 63, and 65 licenses. William specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
05/26/2020 - Present
MML Investors Services, LLC (HOUSTON TX)
TX
07/14/2014 - 06/15/2020
M HOLDINGS SECURITIES, INC. (HOUSTON TX)
TX
01/16/2007 - 08/01/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (HOUSTON TX)
TX
01/09/1985 - 01/24/2007
MML INVESTORS SERVICES, INC. (HOUSTON TX)
NA
11/15/1982 - 08/30/1984
EQUICO SECURITIES, INC.
NA
11/15/1982 - 08/30/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 03/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/11/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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