Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Anthony O'Brien is a financial advisor at Fidelity Personal and Workplace Advisors. He has been a Registered Representative for over 21 years, providing financial services to individuals and families. William Anthony O'Brien specializes in a wide range of financial services including retirement planning, investment management, and college savings. He has a strong understanding of the financial markets and is committed to providing personalized advice to help his clients reach their financial goals. William Anthony O'Brien is also a Certified Financial Planner (CFP®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (HOUSTON TX)
NY
10/15/2010 - 05/31/2012
MAXIM GROUP LLC (NEW YORK NY)
FL
06/16/2003 - 10/30/2003
STC SECURITIES CORPORATION (BOCA RATON FL)
NY
05/05/2003 - 06/16/2003
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
04/07/1993 - 06/28/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
IA
Issued 02/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2010
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure William O'Brien is the right advisor for you? Invested Better is here to help.
