Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Anthony Nave is an active investment advisor registered with the state of North Carolina and Texas. Nave has been in the securities industry since February 3, 2011. Currently, William Anthony Nave is employed by Morgan Stanley as a registered representative. William Anthony Nave has passed a total of 4 exams: Series 3, 7, 66, and SIE. Nave has been registered with the state of North Carolina since March 9, 2011, and has been registered with the state of Texas since March 31, 2011. In addition to the two states, William Anthony Nave is also registered in 35 other states and is licensed to provide financial services in 37 total states. William Anthony Nave has no previous employment history documented with FINRA. The firm, Morgan Stanley, provides asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
03/31/2011 - Present
Morgan Stanley (Raleigh NC)
BOTH
Issued 03/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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