Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Anthony Mercer is a registered investment advisor representative with Hightower Advisors, LLC. William has been in the financial services industry since May 1983. William is also registered with the state of Colorado and Idaho. William has experience providing advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CO
05/05/2017 - Present
Hightower Advisors, LLC (Colorado Springs CO)
CO
08/24/2001 - 05/16/2017
UBS FINANCIAL SERVICES INC. (COLORADO SPRINGS CO)
MN
09/15/1993 - 09/05/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MO
09/04/1990 - 09/16/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
10/05/1987 - 09/04/1990
BOETTCHER & COMPANY, INC.
NA
12/01/1986 - 10/20/1987
PAINEWEBBER INCORPORATED
NA
05/02/1983 - 12/05/1986
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 01/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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