Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Anthony Lyness is a financial advisor with over 29 years of experience in the industry. Currently, William is registered with LPL Financial LLC and has been with the firm since July 2021. Prior to joining LPL, William was registered with BBVA SECURITIES INC. William is licensed in Arizona, California, Nevada, and New Jersey. William's areas of expertise include financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
07/30/2021 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
07/02/2013 - 07/30/2021
BBVA SECURITIES INC. (SCOTTSDALE AZ)
AZ
10/24/2011 - 02/06/2012
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
AZ
12/18/2006 - 01/13/2010
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
IL
10/06/2004 - 03/31/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
09/18/1996 - 09/04/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
08/01/1994 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
09/16/1993 - 08/01/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
06/01/1992 - 10/01/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/26/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
07/18/1990 - 10/03/1990
LANDMARK BROKERAGE SERVICES, INC.
NA
04/20/1987 - 01/27/1990
J. T. MORAN & CO., INC.
NA
06/25/1986 - 05/12/1987
M. H. MEYERSON & CO., INC.
IA
Issued 08/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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