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William Anthony Hearon

Susquehanna Financial Group, Lllp

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About William Anthony Hearon

William Anthony Hearon is a financial professional with over two decades of experience in the industry. William has held positions at Susquehanna Financial Group, Lllp, Susquehanna Capital Group, Spear, Leeds & Kellogg, L.P., Dominick & Dominick LLC and Prudential Securities Incorporated. William is currently registered with Susquehanna Financial Group, Lllp and holds Series 3, 4, 7, 24, 55, 57TO and SIE licenses. William is registered in 17 states.

Firm Information

William Hearon is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Hearon’s Registration & Firm History

NY

08/09/2002 - Present

Susquehanna Financial Group, Lllp (NEW YORK NY)

PA

01/21/2003 - 09/12/2007

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

NY

01/11/2000 - 08/02/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

CT

01/06/1999 - 12/14/1999

DOMINICK & DOMINICK LLC (OLD GREENWICH CT)

NY

05/05/1998 - 11/11/1998

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2024

Series 4 - Registered Options Principal Examination

BC

Issued 10/13/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2005

Series 3 - National Commodity Futures Examination

BC

Issued 03/09/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Anthony Hearon.
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